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Table 1 Examples of cancer biomarker assays predictive of response to immunotherapy with different levels of evidence for clinical validity/utility

From: Validation of biomarkers to predict response to immunotherapy in cancer: Volume I — pre-analytical and analytical validation

Biomarker Assay

Biomarker

Clinical Use

Study Type/Level of Evidence

References/ Regulatory Clearance

IHC, PD-L1 22C3 pharmDx,

Companion Diagnostic

PD-L1

Predicting response to anti-PD-1 therapy (pembrolizumab) in NSCLC

50 % cut-off

Prospective, Phase III clinical trial KEYNOTE-001

FDA approval [32]

IHC, PD-L1 28-8 pharmDx,

Complementary Test

PD-L1

Informs about risk vs. benefit of anti-PD-1 therapy (nivolumab) in non-squamous NSCLC and melanoma- continuous correlation of PD-1 expression with magnitude of treatment effect

Prospective-retrospective, Phase III clinical trial CheckMate-057

FDA approval [33]

IHC, PD-L1 SP142, Complementary Test

PD-L1

Informs about the risk vs. benefit of anti-PD-L1 therapy (atezolizumab) for metastatic urothelial bladder cancer

Prospective-retrospective, Phase II clinical trial IMvigor-210

FDA approval [34]

IHC

Tumor T cell Infiltrate, PD-L1 with spatial resolution

Predictive to anti-PD-1 therapy in melanoma and NSCLC

Retrospective, Exploratory analysis

Tumeh et al., 2014 [6]; Teng et al. 2015 [35]; Herbst et al., 2014 [36]

Enzyme Linked Immunospot (ELISpot)

IFNγ release

Post-treatment/monitoring, cancer vaccines

Retrospective,

Exploratory analysis

Kenter et al., 2009 [21]; Sheikh et al., 2009 [24]

Multi-parametric Flow Cytometry

MDSC, Tregs, ICOS+ CD4 T cells

Post-treatment/monitoring, cancer vaccines, Predictive of anti-CTLA-4 therapy in RCC and melanoma

Retrospective, Exploratory analysis, Phase I,II trial

Walter et al., 2012 [22]; Tarhini et al., 2014 [171]; Di Giacomo et al., 2013 [172]; Hodi et al., 2014 [173]; Martens et al., 2016 [20]

Multi-parametric Flow Cytometry

Absolute lymphocyte count (ALC)

Predictive of response to anti-CTLA-4 therapy

Retrospective, Small cohort, Significant variability among institutions

Ku et al., 2010 [174]

Single Cell Network Profiling (SCNP)

AraC → cPARP

AraC → CD34

Predictive of response to induction therapy in elderly patients with de novo acute myeloid leukemia

Retrospective, Training and validation study establishing clinical utility

Cesano et al., 2015 [29]

TCR Sequencing

Limited clonality

Clonality assessments of tumor-infiltrating lymphocytes,

Predictive to response with anti-CTLA-4 and anti-PD-1 in melanoma

Retrospective,

Small cohort

Tumeh et al., 2014 [6]; Cha et al., 2014 [59]

nCounter Gene Expression, NanoString Technologies, Inc.

Gene expression profile

Predictive of response to anti-PD-1 therapy in melanoma and multiple solid tumors

Retrospective, Training and test sets – prospective validation ongoing on different tumor types

Ribas et al., 2015 [61]; Wallden et al., 2016 [175]; Piha-Paul et al., 2016 [176]; Man Chow et al., 2016 [177]

Next Generation Sequencing (NGS)

Mutational load

Predictive of response to anti-CTLA-4 therapy in melanoma and anti-PD-1 in NSCLC

Retrospective,

Small cohort,

Training and test sets

Snyder et al., 2014 [46]; Rizvi et al., 2015 [47]

NGS/in silico Epitope Prediction

MHC class I epitope frequency/specificity

Predictive of response to anti-CTLA-4 and anti-PD-1 in melanoma, NSCLC, and CRC

Retrospective,

Small cohorts

Snyder et al., 2014 [46]; Rizvi et al., 2015 [47]; Van Allen et al., 2015 [52]; Van Rooij et al., 2013 [48]

IHC or PCR, Microsatellite Instability Analysis

Mismatch-repair status

Predictive of response to anti-PD-1 therapy in CRC

Phase II study, small cohort

Le et al., 2015 [53]